Search Results: SEC Reporting

Model 10b-1 Plan Disclosure to Comply with Item 408(a) of Regulation S-K

Our Public Company Advisory Practice prepared Sample S-K 408 Disclosures to assist our public company clients with their compliance with Item 408(a) of Regulation S-K disclosure requirements. Due to the variety of different factual scenarios in which Item 408(a) of Regulation S-K disclosure may be required, these samples are illustrative…

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Employee Incentive Compensation Plan or Plan Amendment Filed as Exhibit to Form 8-K After Shareholder Approval

Members of our Public Company Advise Practice have been fielding questions on the best practice with respect to filing a company’s equity incentive plan or an amendment to an existing equity incentive compensation plan after shareholder approval at the company’s annual meeting. In these cases, the form of plan or…

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Proxy Statement Form Check

Goodwin’s Public Company Advisory Practice has completed its 2023 Proxy Statement Form Check. We are very excited to provide this tool for use by public companies in preparing their Proxy Statements. The Proxy Statement Form Check discusses recent disclosure developments and is updated for SEC rule changes that have occurred during the past several years. It also includes various practice tips and links to SEC guidance.

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