A company may potentially lose WKSI status upon filing its Form 10-K or Form 20-F. To assist public companies in addressing this issue, we have prepared the following memo on navigating loss of WKSI status.
We prepared the following Article on lessons from the first universal proxy contest. In the Article we discuss the following three key takeaways: (1)The Activist Obtained A Board Seat; (2) ISS Recommended for One of the Activist’s Nominees; and (3) The Cost of the Proxy Contest for the Activist Was Not Significantly Reduced.
Goodwin’s Public Company Advisory Practice has completed its 2023 Proxy Statement Form Check. We are very excited to provide this tool for use by public companies in preparing their Proxy Statements. The Proxy Statement Form Check discusses recent disclosure developments and is updated for SEC rule changes that have occurred during the past several years. It also includes various practice tips and links to SEC guidance.
Goodwin’s Public Company Advisory Practice has completed its 2022-2023 Form 10-K Form Check Document for December 31 fiscal year-end companies. We are very excited to provide this tool for use by public companies in preparing their Form 10-Ks. The 10-K Form Check discusses recent disclosure developments and is updated for SEC rule changes that have occurred during the past several years. It also includes various practice tips and links to SEC guidance.
Given the volume of SEC rulemaking and other corporate governance developments, public companies are frequently looking to understand the current state of play. In response, we have prepared the following presentation discussing SEC rulemaking, anticipated timing of such rulemaking, and selected corporate governance developments relevant to public companies.
Given the increased level of enforcement of Section 8 of the Clayton Act, we recommend that public companies include questions addressing potential Clayton Act issues in their D&O Questionnaires. Set forth below are two questions that we recommend public companies add to their 2022-2023 D&O Questionnaires to address potential Clayton Act issues.
To assist public companies with their securities compliance obligations, Goodwin’s Public Company Advisory Practice has prepared an Earnings Release Compliance Checklist and Earnings Release Review Guide. Quarterly earnings releases are one of the most important disclosure documents that companies publish. The contents of these releases can significantly impact the price of a company’s publicly-traded securities.
Given the current market volatility, public company earnings releases are more important than ever. We have prepared the following presentation providing an overview of the legal requirements for earnings releases and various practice tips.
