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Introducing PCAP’s “Off-the-Shelf” Library: Practical SEC and Corporate Governance Resources for Public Companies

Public companies regularly face questions involving SEC reporting, disclosure, corporate governance and securities and corporate law matters. The answers to these questions are often found only after consulting numerous resources, and those resources may not always address the practice considerations that are critical to understanding and addressing any particular legal…

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FDA and SEC Announce MOU to Increase Collaboration Between the Agencies

On August 31, 2026, the Food and Drug Administration (FDA) and the SEC announced a memorandum of understanding (MOU) that formalizes and streamlines existing interagency cooperation practices by establishing a written framework for sharing information about FDA-regulated products, companies, and individuals. The MOU is intended to support both agencies’ regulatory…

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SEC Submits Executive Compensation Disclosure Rulemaking for OIRA Review

On August 26, 2026, the SEC submitted a rule proposal titled “Executive Compensation Disclosure Reform” to the White House’s Office of Information and Regulatory Affairs (OIRA). Those SEC rulemaking initiatives that are under review by OIRA are listed on a dashboard until the review is completed. The SEC signaled that…

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Glass Lewis Announces Multi-Perspective Framework

In October 2025, Glass Lewis announced plans to shift from singularly-focused research and vote recommendations anchored by a global voting policy toward providing multiple perspectives reflecting the viewpoints of clients. On August 26, 2026, Glass, Lewis & Co. sent a message to clients providing an overview of its proposed new…

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Public Company Advisory News Roundup: SEC Announces Formation of Specialized Unit Within Division of Enforcement to Combat Accounting and Financial Reporting Fraud

The latest issue of the Goodwin Public Company Advisory News Roundup has been posted, covering the period from August 1, 2026 – August 14, 2026. The Roundup highlights the latest developments in SEC and stock exchange regulatory activity, corporate governance and other topics relevant to public company counseling and compliance. We address…

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Public Company Advisory News Roundup: SEC Division Issues Order Approving Nasdaq’s New $5 Million Market Value Continued Listing Requirement; Order Subsequently Stayed

The latest issue of the Goodwin Public Company Advisory News Roundup has been posted, covering the period from July 20, 2026 – July 30, 2026. The Roundup highlights the latest developments in SEC and stock exchange regulatory activity, corporate governance and other topics relevant to public company counseling and compliance. We address…

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SEC Stay Puts Nasdaq's New $5 Million MVLS Listing Standard on Hold

On July 29, 2026, Nasdaq’s new continued listing requirement requiring companies to maintain at least $5 million in Market Value of Listed Securities (MVLS) was automatically stayed. The rule, which the SEC approved on July 22, would have required companies whose MVLS remained below $5 million for 30 consecutive business…

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SEC Approves Nasdaq’s New $5 Million Market Value Continued Listing Requirement

On July 22, 2026, the SEC approved Nasdaq’s proposal (Release No. 34-105971) to adopt a new continued listing requirement based on Market Value of Listed Securities (“MVLS”). Under new Nasdaq Rules 5450(a)(3) and 5550(a)(6), companies listed on the Nasdaq Global Select Market, Nasdaq Global Market, and Nasdaq Capital Market must…

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SEC Announces Roundtable on 24-Hour Equity Trading

On July 23, 2026, the SEC announced that it will host a public roundtable on September 17, 2026, to discuss preparations for potential 24-hour trading in the U.S. equity markets. The roundtable will focus on overnight trading infrastructure, market operations and resiliency, and the opportunities and challenges associated with expanding…

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SEC Staff Issues Exemptive Order for Tender of Exchange Offers for Non-Convertible Debt

In April, the Office of Mergers and Acquisitions of the SEC’s Division of Corporation Finance issued an exemptive order providing issuers and, in some cases, third party bidders with the flexibility to shorten the time period during which tender offers for equity securities must be open from 20 to 10…

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