The SEC proposed amendments (summarized in this Fact Sheet) that would allow public companies to elect to file semiannual reports on new Form 10-S, rather than filing quarterly reports on Form 10-Q. The SEC also proposed amendments to the financial statement reporting requirements of Regulation S-X and other rules and…
On April 28, 2026, Edwin O’Connor, Co-Chair of Goodwin’s Capital Markets practice, participated in the SEC’s Small Business Capital Formation Advisory Committee meeting, where he joined a panel focused on encouraging more initial public offerings (IPOs), particularly among small and middle-market companies. O’Connor’s remarks centered on practical reforms designed to…
The latest issue of the Goodwin Public Company Advisory News Roundup has been posted, covering the period from April 10, 2026 – April 24, 2026. The Roundup highlights the latest developments in SEC and stock exchange regulatory activity, corporate governance and other topics relevant to public company counseling and compliance. We address…
The latest issue of the Goodwin Public Company Advisory News Roundup has been posted, covering the period from February 13, 2026 – February 27, 2026. The Roundup highlights the latest developments in SEC and stock exchange regulatory activity, corporate governance and other topics relevant to public company counseling and compliance. We address the…
The latest issue of the Goodwin Public Company Advisory News Roundup has been posted, covering the period from February 1 – February 13. The Roundup highlights the latest developments in SEC and stock exchange regulatory activity, corporate governance and other topics relevant to public company counseling and compliance. We address…
The staff of the SEC’s Division of Corporation Finance has announced a significant policy shift in Proxy Rules Revised C&DI Question 126.06 regarding voluntary Notices of Exempt Solicitation under Exchange Act Rule 14a-103. While Rule 14a-6(g)(1) requires persons who engage in a solicitation pursuant to Exchange Act Rule 14a-2(b)(1) and…
On December 18, 2025, President Trump signed the National Defense Authorization Act (“NDAA”) into law. Among its many provisions, Section 8103—titled the “Holding Foreign Insiders Accountable Act”—introduces a significant development for foreign private issuers (“FPIs”). Section 8103 amends Section 16(a) of the Securities Exchange Act of 1934 to extend its…
On December 11, 2025, President Trump signed an executive order entitled “Protecting American Investors From Foreign-Owned and Politically-Motivated Proxy Advisors.” Directly referencing Institutional Shareholder Services (ISS) and Glass Lewis, the order is predicated on the premise that “proxy advisors regularly use their substantial power to advance and prioritize radical politically-motivated…
As we previously posted, on November 17, 2025, the SEC’s Division of Corporation Finance announced a significant change in how it will engage with shareholder proposal exclusions. Just two days later, on November 19, 2025, the Staff issued what appears to be the first public response letter under its revised…
In a Friday appearance on Fox Business, SEC Chairman Paul Atkins signaled that the Securities and Exchange Commission is increasingly focused on curbing the influence of proxy advisory firms. His comments follow reports that the Trump Administration is weighing an executive order aimed at limiting the role of firms such…