For foreign private issuers (FPIs) with a calendar year-end, now is the time of year to conduct the annual assessment to determine whether the company still qualifies as an FPI. Goodwin’s Public Company Advisory Practice has prepared the following memo on assessing FPI status. SEC rules generally require that a…
Given the state of the capital markets and current global economic uncertainty, Goodwin’s Public Company Advisory Practice has been thinking through potential risk factors to be included in Form 10-Qs for the quarter ended June 30, 2022. To this end, we have prepared a Risk Factor Alert providing guidance on 10-Q risk factors and sample risk factors for potential inclusion in 10-Qs this quarter.
For public companies with a calendar year-end, now is the time of year for a company to conduct its public float calculation that will determine its Exchange Act reporting status as an accelerated filer, large accelerated filer, non-accelerated filer, smaller reporting company (SRC), and/or emerging growth company (EGC). The following…
We wanted to provide two reminders on Form 10-Qs being filed for the quarter ended March 31, 2022. MD&A Amendments Apply. This is the first Form 10-Q report that companies with a December 31 fiscal year end will file that is subject to mandatory compliance with the SEC’s 2020 amendments…
Given all of the positive feedback we have received on our Form 10-K Form Check Table and our Proxy Statement Form Check Table, we decided to make our 2022 Form 10-Q Form Check Table publicly available. The Form 10-Q Form Check Table is updated for SEC rule changes that have occurred and other developments that have taken place during the past several years.
Given all of the positive feedback we have received on our 2021-2022 Form 10-K Form Check Table, we decided to make our 2021-2022 Proxy Statement Form Check Table publicly available. The Proxy Statement Form Check Table is updated for SEC rule changes that have occurred and other developments that have taken place during the past several years.
It’s here! Goodwin’s Public Company Advisory Practice has completed its 2021-2022 Form 10-K Form Check Table for December 31 fiscal year-end companies. We are very excited to provide this tool for use by public companies in preparing their Form 10-Ks. The 10-K Form Check Table is updated for SEC rule changes that have occurred during the past several years. It also includes various practice tips and links to SEC guidance.