Revised C&DI Permits Filing and Declaring Effective Non-Automatically Effective Forms S-3 Prior to Filing Part III Information

On March 20, 2025, the staff of the SEC’s Division of Corporation Finance issued revised Securities Act Forms C&DI Question 114.05 indicating that non-automatically effective registration statements on Form S-3 may now be filed and declared effective after an issuer has filed its Form 10-K but prior to filing its…

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